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About Thomas Waters Grant of WELLINGTON SHIELDS &

Thomas Waters Grant is Managing Member at Wellington Shields & Company . Llc and has been affiliated with Wellington Shields & Company . Llc since November-2008.

Wellington Shields & Company . Llc is an investment advisor that manages 246.9 MM dollars in regulatory AUM and has 19 employees, of which 10 perform investment advisory functions. The managers's latest filing has disclosed 161MM in positions, which represents 65% of the manager's regulatory AUM.

For more on Wellington Shields & Company . Llc including top positions, information on the investment process, service provider information, other key employees, real time performance, 13-F holdings and more visit the Fund Profile


Top 25%
StockAlpha 3 yr performance attributed to stock picking: +4.3%/yr

Co-workers of Thomas Waters Grant at WELLINGTON SHIELDS &

Name Title In Position Since
Joseph Nicholas Cembrola Member Operations November-2008
Philip Michael Curcuru Cfo/Coo November-2008
Paul Immo Jr Gulden Managing Member November-2008
Marguerite Kramer Kircher Co-Srop/Co-Crop November-2008
Ralph Joseph Scarpa Co-Ceo/Managing Member November-2008
James Mcclenahan Shadek Member-Sales November-2008
Laurence Arthur Shadek Managing Member/Secy/Co-Srop/Co-Crop October-2008
David Vincent Shields Vice Chairman/Managing Member October-2008
Joseph Vincent Jr Shields Chairman/ Managing Member October-2008
Mark Porter Sperry Member October-2008
Charles H Wellington Vice Chairman/Managing Member October-2008
Stephen John Portas Chief Compliance Officer March-2013
Edward Kenneth March Senior Vice President, Head Of Trading, Msrb Principal July-2011

WELLINGTON SHIELDS & Month to Date Performance Details

Ticker Size Sector Stock Move Sector Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
UEIC 13.62603% Cons. Disc. -4.75% 1.54% -0.84% 2 3%
ILMN 13.00255% Health 1.75% -1.59% 0.48% 0 9%
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Thomas Waters Grant Office Address

NEW YORK, New York

Thomas Waters Grant Contact Information

Phone Number: 212-320-3000
Fax Number: 212-320-3040



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