WELLINGTON SHIELDS & Overview
Wellington Shields & Company . Llc is an investment advisor that manages 246.9 MM dollars in regulatory AUM and has 19 employees, of which 10 perform investment advisory functions.
The manager's has disclosed holdings from 06/30/11 to 12/31/18. The fund's latest filing disclosed 175MM in positions, representing 71% of the manager's regulatory AUM.
The manager's has disclosed holdings from 06/30/11 to 12/31/18. The fund's latest filing disclosed 175MM in positions, representing 71% of the manager's regulatory AUM.
WELLINGTON SHIELDS & StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
WELLINGTON SHIELDS & Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| ILMN | 12.63% | Health | 3.3% | -0.65% | 0 | 12% | ||
| MSFT | 4.79% | Tech | 14.61% | -0.23% | 0 | 43% | ||
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FEATURED IN
WELLINGTON SHIELDS & Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Joseph Nicholas Cembrola | Member Operations | November-2008 |
| Philip Michael Curcuru | Cfo/Coo | November-2008 |
| Thomas Waters Grant | Managing Member | November-2008 |
| Paul Immo Jr Gulden | Managing Member | November-2008 |
| Marguerite Kramer Kircher | Co-Srop/Co-Crop | November-2008 |
| Ralph Joseph Scarpa | Co-Ceo/Managing Member | November-2008 |
| James Mcclenahan Shadek | Member-Sales | November-2008 |
| Laurence Arthur Shadek | Managing Member/Secy/Co-Srop/Co-Crop | October-2008 |
| David Vincent Shields | Vice Chairman/Managing Member | October-2008 |
| Joseph Vincent Jr Shields | Chairman/ Managing Member | October-2008 |
| Mark Porter Sperry | Member | October-2008 |
| Charles H Wellington | Vice Chairman/Managing Member | October-2008 |
| Stephen John Portas | Chief Compliance Officer | March-2013 |
| Edward Kenneth March | Senior Vice President, Head Of Trading, Msrb Principal | July-2011 |
WELLINGTON SHIELDS & Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
WELLINGTON SHIELDS & Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Our portfolio managers, in their individual capacity, may use all or may use some of the following methods of analysis to determine which securities to buy, sell or hold:
Fundamental analysis. We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indication it may be a good time to buy) or overpriced (indicating it may be time to sell).
Fundamental analysis does not attempt to anticipate market movements. This presents a potential risk, as the price of a security can move up or down along with the overall market regardless of the economic and financial factors considered in evaluating the stock.
Technical analysis. We analyze past market movements and apply that ...
Unlock Full Investment Process Description
Our portfolio managers, in their individual capacity, may use all or may use some of the following methods of analysis to determine which securities to buy, sell or hold:
Fundamental analysis. We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indication it may be a good time to buy) or overpriced (indicating it may be time to sell).
Fundamental analysis does not attempt to anticipate market movements. This presents a potential risk, as the price of a security can move up or down along with the overall market regardless of the economic and financial factors considered in evaluating the stock.
Technical analysis. We analyze past market movements and apply that ...
Unlock Full Investment Process Description
WELLINGTON SHIELDS & Portfolio Concentration
WELLINGTON SHIELDS & Location
140 BROADWAY
NEW YORK, New York
UNITED STATES, 10005
NEW YORK, New York
UNITED STATES, 10005
WELLINGTON SHIELDS & Contact Information
Phone Number: 212-320-3000
Fax Number: 212-320-3040
Website: http://www.wellingtonshields.com
Fax Number: 212-320-3040
Website: http://www.wellingtonshields.com
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Disclaimer
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