WELLINGTON SHIELDS & Overview

Wellington Shields & Company . Llc is an investment advisor that manages 246.9 MM dollars in regulatory AUM and has 19 employees, of which 10 perform investment advisory functions.

The manager's has disclosed holdings from 06/30/11 to 09/30/16. The fund's latest filing disclosed 197MM in positions, representing 80% of the manager's regulatory AUM.

WELLINGTON SHIELDS & StockAlpha

-1.4%
Top 25%
3yr StockAlpha Register for more...

Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

WELLINGTON SHIELDS & Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
ILMN 14.04% Health -29.59% -3.28% 0 8%
UEIC 13.59% Cons. Disc. -14.99% -2.25% 4 3%
Unlock Positions and Returns Details
FEATURED IN
Logo of CNBC
Wall Street Journal Logo
Pensions & Investments logo
BloomBerg Logo

WELLINGTON SHIELDS & Founders and Key Employees

Name Title In Position Since
Joseph Nicholas Cembrola Member Operations November-2008
Philip Michael Curcuru Cfo/Coo November-2008
Thomas Waters Grant Managing Member November-2008
Paul Immo Jr Gulden Managing Member November-2008
Marguerite Kramer Kircher Co-Srop/Co-Crop November-2008
Ralph Joseph Scarpa Co-Ceo/Managing Member November-2008
James Mcclenahan Shadek Member-Sales November-2008
Laurence Arthur Shadek Managing Member/Secy/Co-Srop/Co-Crop October-2008
David Vincent Shields Vice Chairman/Managing Member October-2008
Joseph Vincent Jr Shields Chairman/ Managing Member October-2008
Mark Porter Sperry Member October-2008
Charles H Wellington Vice Chairman/Managing Member October-2008
Stephen John Portas Chief Compliance Officer March-2013
Edward Kenneth March Senior Vice President, Head Of Trading, Msrb Principal July-2011

WELLINGTON SHIELDS & Brokers, Custodians, Auditors and Administrators

Type Company

WELLINGTON SHIELDS & Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

Our portfolio managers, in their individual capacity, may use all or may use some of the following methods of analysis to determine which securities to buy, sell or hold:

Fundamental analysis. We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indication it may be a good time to buy) or overpriced (indicating it may be time to sell).

Fundamental analysis does not attempt to anticipate market movements. This presents a potential risk, as the price of a security can move up or down along with the overall market regardless of the economic and financial factors considered in evaluating the stock.

Technical analysis. We analyze past market movements and apply that ...
Unlock Full Investment Process Description

WELLINGTON SHIELDS & Portfolio Concentration

WELLINGTON SHIELDS & Location

140 BROADWAY
NEW YORK, New York
UNITED STATES, 10005

WELLINGTON SHIELDS & Contact Information

Phone Number: 212-320-3000
Fax Number: 212-320-3040
Website:

READ RECENT SYMMETRIC REPORTS

Disclaimer

The information contained herein: (1) is proprietary to Symmetric and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Symmetric nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance and skill metrics are no guarantee of future results. "Symmetric," "Symmetric.io" and the Symmetric logo are marks of Symmetric, Inc. Read our privacy policy here. Read our terms of use here
Path A