WELLINGTON SHIELDS & Overview
Wellington Shields & Co Llc is an investment advisor that manages 969.1 MM dollars in regulatory AUM and has 25 employees, of which 20 perform investment advisory functions.
The manager's has disclosed holdings from 09/30/10 to 09/30/21. The fund's latest filing disclosed 421MM in positions, representing 43% of the manager's regulatory AUM.
The manager's has disclosed holdings from 09/30/10 to 09/30/21. The fund's latest filing disclosed 421MM in positions, representing 43% of the manager's regulatory AUM.
WELLINGTON SHIELDS & StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
WELLINGTON SHIELDS & Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| MSFT | 6.29% | Tech | 8.83% | -0.52% | 0 | 55% | ||
| AAPL | 5.25% | Tech | 5.41% | -0.66% | 0 | 43% | ||
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FEATURED IN
WELLINGTON SHIELDS & Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Ralph J. Scarpa | Elected Manager | October-2009 |
| Paul I. Gulden | Elected Manager | October-2009 |
| Stephen J. Portas | Chief Compliance Officer | March-2013 |
| Philip M. Curcuru | Vp And Controller | January-2014 |
WELLINGTON SHIELDS & Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
WELLINGTON SHIELDS & Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Our portfolio managers, in their individual capacity, may use all or use some of the following methods of analysis to determine which securities to buy, sell or hold:
Fundamental analysis. We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indication it may be a good time to buy) or overpriced (indicating it may be time to sell).
Fundamental analysis does not attempt to anticipate market movements. This presents a potential risk, as the price of a security can move up or down along with the overall market regardless of the economic and financial factors considered in evaluating the stock.
Technical analysis. We analyze past market movements and apply that analysis to the present...
Unlock Full Investment Process Description
Our portfolio managers, in their individual capacity, may use all or use some of the following methods of analysis to determine which securities to buy, sell or hold:
Fundamental analysis. We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indication it may be a good time to buy) or overpriced (indicating it may be time to sell).
Fundamental analysis does not attempt to anticipate market movements. This presents a potential risk, as the price of a security can move up or down along with the overall market regardless of the economic and financial factors considered in evaluating the stock.
Technical analysis. We analyze past market movements and apply that analysis to the present...
Unlock Full Investment Process Description
WELLINGTON SHIELDS & Portfolio Concentration
WELLINGTON SHIELDS & Location
140 BROADWAY
NEW YORK, New York
UNITED STATES, 10005
NEW YORK, New York
UNITED STATES, 10005
WELLINGTON SHIELDS & Contact Information
Phone Number: 212-320-2000
Fax Number: 212-320-3040
Website: null
Fax Number: 212-320-3040
Website: null
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Disclaimer
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