WELLINGTON SHIELDS & Overview

Wellington Shields & Co Llc is an investment advisor that manages 969.1 MM dollars in regulatory AUM and has 25 employees, of which 20 perform investment advisory functions.

The manager's has disclosed holdings from 09/30/10 to 09/30/16. The fund's latest filing disclosed 574MM in positions, representing 59% of the manager's regulatory AUM.

WELLINGTON SHIELDS & StockAlpha

-4.9%
Top 25%
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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

WELLINGTON SHIELDS & Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
FLO 19.38% Cons. Staples 13.8% 3.32% 3 3%
XOM 3.08% Energy 2.09% -0.14% 0 29%
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FEATURED IN
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WELLINGTON SHIELDS & Founders and Key Employees

Name Title In Position Since
Ralph J. Scarpa Elected Manager October-2009
Paul I. Gulden Elected Manager October-2009
Stephen J. Portas Chief Compliance Officer March-2013
Philip M. Curcuru Vp And Controller January-2014

WELLINGTON SHIELDS & Brokers, Custodians, Auditors and Administrators

Type Company

WELLINGTON SHIELDS & Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

Our portfolio managers, in their individual capacity, may use all or use some of the following methods of analysis to determine which securities to buy, sell or hold:

Fundamental analysis. We attempt to measure the intrinsic value of a security by looking at economic and financial factors (including the overall economy, industry conditions, and the financial condition and management of the company itself) to determine if the company is underpriced (indication it may be a good time to buy) or overpriced (indicating it may be time to sell).

Fundamental analysis does not attempt to anticipate market movements. This presents a potential risk, as the price of a security can move up or down along with the overall market regardless of the economic and financial factors considered in evaluating the stock.

Technical analysis. We analyze past market movements and apply that analysis to the present...
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WELLINGTON SHIELDS & Portfolio Concentration

WELLINGTON SHIELDS & Location

140 BROADWAY
NEW YORK, New York
UNITED STATES, 10005

WELLINGTON SHIELDS & Contact Information

Phone Number: 212-320-2000
Fax Number: 212-320-3040
Website:

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