TRAIN BABCOCK Overview
Train Babcock Advisors Llc is an investment advisor that manages 468.1 MM dollars in regulatory AUM and has 14 employees, of which 9 perform investment advisory functions.
The manager's has disclosed holdings from 03/31/01 to 12/31/17. The fund's latest filing disclosed 227MM in positions, representing 48% of the manager's regulatory AUM.
The manager's has disclosed holdings from 03/31/01 to 12/31/17. The fund's latest filing disclosed 227MM in positions, representing 48% of the manager's regulatory AUM.
TRAIN BABCOCK StockAlpha
| Top 25% |
3yr StockAlpha
Register for more...
Fundamental & Technical Factor Exposure
TRAIN BABCOCK Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
|
Get the Full Report |
||||||||
FEATURED IN
TRAIN BABCOCK Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Henry D. Babcock | Chairman | June-2004 |
| John H. Rogicki | Co-Managing Member, Managing Director | January-1991 |
| John Train | Member | July-1986 |
| Pamela L. Raviol | Co-Managing Member, Director, Investment Adviser Representative | December-1995 |
| Isabel Collins | Member; Director; Investment Adviser Representative | December-1995 |
| Arthur C. Tevletidis | Chief Operations Officer | January-2012 |
| John H. Rogicki | Chief Compliance Officer | April-2014 |
TRAIN BABCOCK Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
TRAIN BABCOCK Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
The Registrant shall utilize the following methods of security analysis:
Fundamental - (analysis performed on historical and present data, with the goal of making financial forecasts)
The Registrant shall utilize the following investment strategies when implementing investment advice given to clients:
Long Term Purchases (securities held at least a year)
Short Term Purchases (securities sold within a year)
Short Sales (contracted sale of borrowed securities with an obligation to make the lender whole)
Margin Transactions (use of borrowed assets to purchase financial instruments)
Options (contract for the purchase or sale of a security at a predetermined price during a specific period of time)
Please Note: Investment Risk. Different types of investments involve varying degrees of risk, and...
Get the Full Report
The Registrant shall utilize the following methods of security analysis:
Fundamental - (analysis performed on historical and present data, with the goal of making financial forecasts)
The Registrant shall utilize the following investment strategies when implementing investment advice given to clients:
Long Term Purchases (securities held at least a year)
Short Term Purchases (securities sold within a year)
Short Sales (contracted sale of borrowed securities with an obligation to make the lender whole)
Margin Transactions (use of borrowed assets to purchase financial instruments)
Options (contract for the purchase or sale of a security at a predetermined price during a specific period of time)
Please Note: Investment Risk. Different types of investments involve varying degrees of risk, and...
Get the Full Report
TRAIN BABCOCK Portfolio Concentration
TRAIN BABCOCK Location
757 THIRD AVENUE
27TH FLOOR
NEW YORK, New York
UNITED STATES, 10017
27TH FLOOR
NEW YORK, New York
UNITED STATES, 10017
TRAIN BABCOCK Contact Information
Phone Number: 212-451-3400
Fax Number: 212-371-1920
Website: http://www.trainbabcock.com
Fax Number: 212-371-1920
Website: http://www.trainbabcock.com
READ RECENT SYMMETRIC REPORTS
Disclaimer
The information contained herein: (1) is proprietary to Symmetric and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Symmetric nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance and skill metrics are no guarantee of future results. "Symmetric," "Symmetric.io" and the Symmetric logo are marks of Symmetric, Inc. Read our privacy policy here. Read our terms of use here
