SWAN GLOBAL Overview
Swan Global Investments Llc is an investment advisor that manages 2 BN dollars in regulatory AUM and has 21 employees, of which 21 perform investment advisory functions.
The manager's has disclosed holdings from 12/31/13 to 06/30/17. The fund's latest filing disclosed 4BN in positions, representing 201% of the manager's regulatory AUM.
The manager's has disclosed holdings from 12/31/13 to 06/30/17. The fund's latest filing disclosed 4BN in positions, representing 201% of the manager's regulatory AUM.
SWAN GLOBAL StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
SWAN GLOBAL Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| SPY | 14.04% | ETF | 0.38% | 0% | 0 | 21% | ||
| XLV | 9.42% | ETF | -1.56% | -0.18% | 0 | 6% | ||
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FEATURED IN
SWAN GLOBAL Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Randall W. Swan | Ceo | June-1999 |
| James A. Engelken | Chief Compliance Officer | September-2011 |
| Robert B. Swan | Coo | December-2014 |
SWAN GLOBAL Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
SWAN GLOBAL Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Swan specializes in hedged equity index-based strategies with option income components that are designed to
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allow investors to possibly participate in the upward price movement of S&P 500 correlated indices and potentially other ETFs while reducing downside risk. Swan manages client assets using a proprietary defined risk approach (called the “Defined Risk Strategy” or DRS) that combines equities and options to create risk- reward trade-offs that are not typically offered in other financial products. The DRS was developed by firm founder Randy Swan based on his experience in searching for a way to participate in the upside opportunity presented by equity markets while at the same time having in place protection against market dislocations. Randy has managed money since 1997 and has developed significant expertise in option markets since launching the DRS. The investment philosophy that underpins the DRS ...
Unlock Full Investment Process Description
Swan specializes in hedged equity index-based strategies with option income components that are designed to
6
allow investors to possibly participate in the upward price movement of S&P 500 correlated indices and potentially other ETFs while reducing downside risk. Swan manages client assets using a proprietary defined risk approach (called the “Defined Risk Strategy” or DRS) that combines equities and options to create risk- reward trade-offs that are not typically offered in other financial products. The DRS was developed by firm founder Randy Swan based on his experience in searching for a way to participate in the upside opportunity presented by equity markets while at the same time having in place protection against market dislocations. Randy has managed money since 1997 and has developed significant expertise in option markets since launching the DRS. The investment philosophy that underpins the DRS ...
Unlock Full Investment Process Description
SWAN GLOBAL Portfolio Concentration
SWAN GLOBAL Location
277 E 3RD AVE
BUILDING A
DURANGO, Colorado
UNITED STATES, 81301
BUILDING A
DURANGO, Colorado
UNITED STATES, 81301
SWAN GLOBAL Contact Information
Phone Number: 970-382-8901
Fax Number: 970-382-8901
Website: http://www.swanwealthadvisors.com
Fax Number: 970-382-8901
Website: http://www.swanwealthadvisors.com
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