SWAN GLOBAL Overview

Swan Global Investments Llc is an investment advisor that manages 2 BN dollars in regulatory AUM and has 21 employees, of which 21 perform investment advisory functions.

The manager's has disclosed holdings from 12/31/13 to 09/30/16. The fund's latest filing disclosed 3BN in positions, representing 145% of the manager's regulatory AUM.

SWAN GLOBAL StockAlpha

-0.3%
Top 25%
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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

SWAN GLOBAL Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
SPY 17.03% ETF 2.5% 0% 0 29%
XLK 9.18% ETF -1.05% -0.34% 0 8%
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FEATURED IN
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SWAN GLOBAL Founders and Key Employees

Name Title In Position Since
Randall W. Swan Ceo June-1999
James A. Engelken Chief Compliance Officer September-2011
Robert B. Swan Coo December-2014

SWAN GLOBAL Brokers, Custodians, Auditors and Administrators

Type Company

SWAN GLOBAL Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

Swan specializes in hedged equity index-based strategies with option income components that are designed to
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allow investors to possibly participate in the upward price movement of S&P 500 correlated indices and potentially other ETFs while reducing downside risk. Swan manages client assets using a proprietary defined risk approach (called the “Defined Risk Strategy” or DRS) that combines equities and options to create risk- reward trade-offs that are not typically offered in other financial products. The DRS was developed by firm founder Randy Swan based on his experience in searching for a way to participate in the upside opportunity presented by equity markets while at the same time having in place protection against market dislocations. Randy has managed money since 1997 and has developed significant expertise in option markets since launching the DRS. The investment philosophy that underpins the DRS ...
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SWAN GLOBAL Portfolio Concentration

SWAN GLOBAL Location

277 E 3RD AVE
BUILDING A
DURANGO, Colorado
UNITED STATES, 81301

SWAN GLOBAL Contact Information

Phone Number: 970-382-8901
Fax Number: 970-382-8901
Website:

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