SPECTRUM ASSET Overview
Spectrum Asset Management Inc. is an investment advisor that manages 17.6 BN dollars in regulatory AUM and has 18 employees, of which 8 perform investment advisory functions.
The manager's has disclosed holdings from 12/31/03 to 09/30/19. The fund's latest filing disclosed 97MM in positions, representing 1% of the manager's regulatory AUM.
The manager's has disclosed holdings from 12/31/03 to 09/30/19. The fund's latest filing disclosed 97MM in positions, representing 1% of the manager's regulatory AUM.
SPECTRUM ASSET StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
SPECTRUM ASSET Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | 72.68% | Financials | 7.66% | -1.5% | 0 | 0% | ||
| BTZ | 13.62% | ETF | 2.54% | -0.07% | 2 | 2% | ||
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FEATURED IN
SPECTRUM ASSET Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Mark Alan Lieb | President & Chief Executive Officer | January-2010 |
| Lewis Phillip Jacoby | Executive Director & Chief Investment Officer | January-2010 |
| Joseph John Urciuoli | Managing Director & Director Of Research | January-2010 |
| Jean Marie Orlando | Financial & Operations Principal | February-2000 |
| Joseph Andrew Hanczor | Chief Compliance Officer | August-2009 |
| Matthew Ross Byer | Executive Director & Chief Operating Officer | January-2010 |
SPECTRUM ASSET Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
SPECTRUM ASSET Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Introduction: Spectrum’s methods of analysis and investment strategies reflect a commitment to fundamental research. The integrated global process is team-oriented. Spectrum’s Credit
and Research Team draws upon the input of the substantial research resources of Principal
4
Global Investors. A significant amount of our time and resources is focused on gathering and analyzing the information necessary to our bottom-up process. Our methods emphasize traditional financial analysis within the context of broad industry and economic trends.
As of December 31, 2014, the preferred securities market was comprised of approximately
$485 billion in outstanding par value paper. Spectrum screens this market for quality and liquidity according to the following criteria:
Quality - Spectrum’s investment universe is comprised of preferred securities that ...
Unlock Full Investment Process Description
Introduction: Spectrum’s methods of analysis and investment strategies reflect a commitment to fundamental research. The integrated global process is team-oriented. Spectrum’s Credit
and Research Team draws upon the input of the substantial research resources of Principal
4
Global Investors. A significant amount of our time and resources is focused on gathering and analyzing the information necessary to our bottom-up process. Our methods emphasize traditional financial analysis within the context of broad industry and economic trends.
As of December 31, 2014, the preferred securities market was comprised of approximately
$485 billion in outstanding par value paper. Spectrum screens this market for quality and liquidity according to the following criteria:
Quality - Spectrum’s investment universe is comprised of preferred securities that ...
Unlock Full Investment Process Description
SPECTRUM ASSET Portfolio Concentration
SPECTRUM ASSET Location
2 HIGH RIDGE PARK
2ND FLOOR
STAMFORD, Connecticut
UNITED STATES, 06905
2ND FLOOR
STAMFORD, Connecticut
UNITED STATES, 06905
SPECTRUM ASSET Contact Information
Phone Number: 203-322-0189
Fax Number: 203-968-1455
Website: https://www.samipfd.com
Fax Number: 203-968-1455
Website: https://www.samipfd.com
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