REGIMENT CAPITAL Overview

Regiment Capital Management Llc is a hedge fund that manages 4.4 BN dollars in regulatory AUM and has 33 employees, of which 13 perform investment advisory functions.

The manager's has disclosed holdings from 12/31/05 to 03/31/15. The fund's latest filing disclosed 51MM in positions, representing 1% of the manager's regulatory AUM.

REGIMENT CAPITAL StockAlpha

-2.8%
Top 25%
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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

REGIMENT CAPITAL Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
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FEATURED IN
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REGIMENT CAPITAL Founders and Key Employees

Name Title In Position Since
Mark A. Brostowski Managing Director January-2005
William J. Heffron Managing Director January-2005
Thomas P. Sorbo Managing Director March-2010
John E. Giberti Chief Operating Officer January-2011
Brian R. Miller Director Of Investment Operations January-2011
Brooke O. Carroll Director Of Performance And Analytics March-2012
Robert J. Gianni Clo Portfolio Manager July-2013
Robert Spork Portfolio Manager July-2013
Michelle R. Cirillo Chief Compliance Officer And General Counsel December-2014
Joseph A. Woodmansee Chief Financial Officer February-2015
Timothy S. Peterson Portfolio Manager September-1999
Christopher L. Quinn Chief Financial Officer November-2013

REGIMENT CAPITAL Brokers, Custodians, Auditors and Administrators

Type Company
Administrator Pro
Administrator Pro
Auditor Pro
Custodian Pro
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Custodian Pro
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Prime Broker Pro
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REGIMENT CAPITAL Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss
The investment strategies utilized by Regiment on behalf of its clients may vary depending on the
client’s investment objective.

Regiment’s team of investment management professionals is led by a portfolio management team of three individuals: Mark Brostowski, William Heffron and Robert Spork. In addition, Robert Gianni serves as a portfolio manager of the Cavalry CLOs. These individuals work together in making investment decisions on behalf of Regiment’s clients. The portfolio management team is



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supported by a group of eight investment analysts and two traders (including Robert Gianni, who also serves as Regiment’s bank loan trader). Regiment’s investment analysts are assigned one or more industry sectors, and are responsible for conducting research and making recommendations to Regiment’s portfolio management team, which is solely responsible for making all investment...
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REGIMENT CAPITAL Portfolio Concentration

REGIMENT CAPITAL Location

222 BERKELEY STREET
12TH FLOOR
BOSTON, Massachusetts
UNITED STATES, 02116

REGIMENT CAPITAL Contact Information

Phone Number: 617-488-1600
Fax Number: 617-488-1660
Website:

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