REGENT INVESTMENT Overview
Regent Investment Management Ll is an investment advisor that manages 288.9 MM dollars in regulatory AUM and has 4 employees, of which 3 perform investment advisory functions.
The manager's has disclosed holdings from 09/30/12 to 12/31/18. The fund's latest filing disclosed 267MM in positions, representing 92% of the manager's regulatory AUM.
The manager's has disclosed holdings from 09/30/12 to 12/31/18. The fund's latest filing disclosed 267MM in positions, representing 92% of the manager's regulatory AUM.
REGENT INVESTMENT StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
REGENT INVESTMENT Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| JPM | 3.83% | Financials | 7.94% | -0.12% | 0 | 38% | ||
| AAPL | 3.66% | Tech | 19.8% | 0.02% | 0 | 46% | ||
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FEATURED IN
REGENT INVESTMENT Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Steven T. Naiser | Chief Compliance Officer | April-2012 |
| Martin N. Mcclelland | Chief Executive Officer | April-2012 |
| Mary D. Jones | Portfolio Manager | October-2013 |
REGENT INVESTMENT Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
| Auditor | Pro |
| Auditor | Pro |
| Custodian | Pro |
| Custodian | Pro |
REGENT INVESTMENT Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Methods of Analysis
Regent uses charting, cyclical, fundamental and technical analysis for making trading decisions in each of our strategies.
You can lose money, potentially your entire investment, by investing in securities. There is no guarantee of positive results, and you should be prepared to bear any losses that result.
Separately-Managed Accounts for Individual Client Investment Objectives
Regent manages separate accounts for taxable and tax-exempt clients on a discretionary and, from time to time, on a non-discretionary basis. We will invest according to your investment objectives using a limited power of attorney executed by you. Regent cannot guarantee that it will achieve your investment objectives. From time to time, and with prior written notice, clients may invest assets in their account or direct us in the investment of assets in their account.
The f...
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Methods of Analysis
Regent uses charting, cyclical, fundamental and technical analysis for making trading decisions in each of our strategies.
You can lose money, potentially your entire investment, by investing in securities. There is no guarantee of positive results, and you should be prepared to bear any losses that result.
Separately-Managed Accounts for Individual Client Investment Objectives
Regent manages separate accounts for taxable and tax-exempt clients on a discretionary and, from time to time, on a non-discretionary basis. We will invest according to your investment objectives using a limited power of attorney executed by you. Regent cannot guarantee that it will achieve your investment objectives. From time to time, and with prior written notice, clients may invest assets in their account or direct us in the investment of assets in their account.
The f...
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REGENT INVESTMENT Portfolio Concentration
REGENT INVESTMENT Location
4350 BROWNSBORO RD
SUITE 120
LOUISVILLE, Kentucky
UNITED STATES, 40207
SUITE 120
LOUISVILLE, Kentucky
UNITED STATES, 40207
REGENT INVESTMENT Contact Information
Phone Number: 502-719-1000
Fax Number: 502-719-1001
Website: http://www.regentinvest.com
Fax Number: 502-719-1001
Website: http://www.regentinvest.com
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