REGENT INVESTMENT Overview

Regent Investment Management Ll is an investment advisor that manages 288.9 MM dollars in regulatory AUM and has 4 employees, of which 3 perform investment advisory functions.

The manager's has disclosed holdings from 09/30/12 to 09/30/16. The fund's latest filing disclosed 192MM in positions, representing 67% of the manager's regulatory AUM.

REGENT INVESTMENT StockAlpha

-2.2%
Top 25%
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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

REGENT INVESTMENT Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
AAPL 3.31% Tech -2.29% 0.01% 0 42%
CVS 3.2% Cons. Staples -12.35% -0.24% 0 25%
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FEATURED IN
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REGENT INVESTMENT Founders and Key Employees

Name Title In Position Since
Steven T. Naiser Chief Compliance Officer April-2012
Martin N. Mcclelland Chief Executive Officer April-2012
Mary D. Jones Portfolio Manager October-2013

REGENT INVESTMENT Brokers, Custodians, Auditors and Administrators

Type Company
Auditor Pro
Auditor Pro
Custodian Pro
Custodian Pro

REGENT INVESTMENT Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

Methods of Analysis

Regent uses charting, cyclical, fundamental and technical analysis for making trading decisions in each of our strategies.

You can lose money, potentially your entire investment, by investing in securities. There is no guarantee of positive results, and you should be prepared to bear any losses that result.

Separately-Managed Accounts for Individual Client Investment Objectives


Regent manages separate accounts for taxable and tax-exempt clients on a discretionary and, from time to time, on a non-discretionary basis. We will invest according to your investment objectives using a limited power of attorney executed by you. Regent cannot guarantee that it will achieve your investment objectives. From time to time, and with prior written notice, clients may invest assets in their account or direct us in the investment of assets in their account.

The f...
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REGENT INVESTMENT Portfolio Concentration

REGENT INVESTMENT Location

4350 BROWNSBORO RD
SUITE 120
LOUISVILLE, Kentucky
UNITED STATES, 40207

REGENT INVESTMENT Contact Information

Phone Number: 502-719-1000
Fax Number: 502-719-1001
Website:

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