PROSPERA FINANCIAL Overview

Prospera Financial Services is an investment advisor that manages 1.2 BN dollars in regulatory AUM and has 200 employees, of which 140 perform investment advisory functions.

The manager's has disclosed holdings from 12/31/11 to 09/30/16. The fund's latest filing disclosed 498MM in positions, representing 41% of the manager's regulatory AUM.

PROSPERA FINANCIAL StockAlpha

-3.4%
Top 25%
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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

PROSPERA FINANCIAL Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
FV 17.23% ETF 2.93% -0.16% 2 2%
SPLV 6.13% ETF -0.31% -0.23% 0 4%
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FEATURED IN
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PROSPERA FINANCIAL Founders and Key Employees

Name Title In Position Since
Tim Alan Edwards Vice President June-1995
Richard Dean Pascuzzi Secretary & Vice President May-1998
David Walter Stringer President & Treasurer March-2000
Abel Jr Garcia Chief Financial Officer December-1998
Abel Jr Garcia Chief Compliance Officer September-2005

PROSPERA FINANCIAL Brokers, Custodians, Auditors and Administrators

Type Company

PROSPERA FINANCIAL Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss
Our investment advisor representatives use various methods of analysis and investment strategies. Methods and strategies will vary based on the investment advisor representative providing advice. Models and strategies used by one investment advisor representative may be different than strategies used by other investment advisor representatives. PFS will be responsible for managing all or a portion of your investable assets held in Program accounts. Your Investment Adviser Representative will be responsible for investment decisions and when formulating investment recommendations, may consult with independent managers that serve in a sub-advisor capacity to provide investment recommendations and trade signals. When we hire a sub- advisor, we rely on the sub-advisor for all or some of the following: development of model portfolios, expertise in certain strategies or disciplines, specific recommendations of securities, and ge...
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PROSPERA FINANCIAL Portfolio Concentration

PROSPERA FINANCIAL Location

5429 LBJ FREEWAY
SUITE 400
DALLAS, Texas
UNITED STATES, 75240

PROSPERA FINANCIAL Contact Information

Phone Number: 972-581-3000
Fax Number: 972-581-3001
Website:

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