NEXT FINANCIAL GROUP Overview

Next Financial Group Inc is an investment advisor that manages 1.7 BN dollars in regulatory AUM and has 685 employees, of which 618 perform investment advisory functions.

The manager's has disclosed holdings from 06/30/14 to 09/30/16. The fund's latest filing disclosed 554MM in positions, representing 32% of the manager's regulatory AUM.

NEXT FINANCIAL GROUP StockAlpha

-2.7%
Top 25%
2.5yr StockAlpha Register for more...

Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

NEXT FINANCIAL GROUP Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
AAPL 2.92% Tech 1.31% -0.02% 0 42%
T 2.08% Telecom 0.64% -0.06% 0 29%
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FEATURED IN
Logo of CNBC
Wall Street Journal Logo
Pensions & Investments logo
BloomBerg Logo

NEXT FINANCIAL GROUP Founders and Key Employees

Name Title In Position Since
David Lee Holtz Director August-1999
Norman Carl Jr Grant Director March-2000
Arthur Daniel Farr Director December-2006
Barry Glenn Knight President/Ceo/Director December-2006
Christopher Brian Mueller Svp Chief Operations Officer February-2014
Jeffrey Judd Saline Director December-2011
Cary Joel Sr Cowan Director December-2011
Leslie Bernard Jallans Cco September-2014
Philip Francis Smith Cfo/Finop March-2015

NEXT FINANCIAL GROUP Brokers, Custodians, Auditors and Administrators

Type Company

NEXT FINANCIAL GROUP Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss


IARs affiliated with NEXT use a wide variety of methods of analysis, including charting, fundamental and technical analysis to determine investment strategies for clients. The primary sources of information used to conduct these types of analysis are financial newspapers and magazines, inspections, research prepared by others, ratings services, press releases, annual reports, prospectuses and other filings with the SEC.

Investment strategies used by IARs affiliated with NEXT may include, but are not limited to:

 Long-term purchases;
 Short-term purchases;
 Trading;
 Short sales;
 Margin transactions; and



NEXT Financial Group, Inc. Rev. 3/26/2015 Form ADV Part 2A Brochure Page 19 of 27 Member FINRA/SIPC
 Options.

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NEXT FINANCIAL GROUP Portfolio Concentration

NEXT FINANCIAL GROUP Location

2500 WILCREST
SUITE 620
HOUSTON, Texas
UNITED STATES, 77042

NEXT FINANCIAL GROUP Contact Information

Phone Number: 713-789-7122
Fax Number: 713-980-1687
Website:

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