FIRST TRUST ADVISORS Overview
First Trust Advisors Lp is an investment advisor that manages 104.9 BN dollars in regulatory AUM and has 418 employees, of which 56 perform investment advisory functions.
The manager's has disclosed holdings from 03/31/01 to 06/30/21. The fund's latest filing disclosed 81BN in positions, representing 77% of the manager's regulatory AUM.
The manager's has disclosed holdings from 03/31/01 to 06/30/21. The fund's latest filing disclosed 81BN in positions, representing 77% of the manager's regulatory AUM.
FIRST TRUST ADVISORS StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
FIRST TRUST ADVISORS Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| CSCO | 1.5% | Tech | 16.83% | 0.06% | 1 | 32% | ||
| FTXG | 0.69% | Financials | 8.73% | 0.01% | 137 | 0% | ||
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FEATURED IN
FIRST TRUST ADVISORS Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Mark R. Bradley | Managing Director/Chief Financial Officer | January-1999 |
| William S. Jardine | General Counsel | March-1995 |
| Robert S. Hall | Managing Director | January-2002 |
| Ronald D. Mcalister | Managing Director | April-1995 |
| Kathleen W. Brown | Chief Compliance Officer | February-2008 |
| Mark R. Bradley | Chief Operating Officer | December-2010 |
| Andrew S. Roggensack | President | December-2010 |
| James A. Bowen | Chief Executive Officer | December-2010 |
| David G. Mcgarel | Managing Director/Chief Investment Officer | July-2012 |
| Daniel J. Lindquist | Managing Director | July-2012 |
FIRST TRUST ADVISORS Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
FIRST TRUST ADVISORS Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
As noted in Item 4-Advisory Business, FTA provides discretionary investment management services to a variety of institutional and individual clients, including CEFs, ETFs, open-end funds, variable annuity sub-accounts and SMAs. The following discussion summarizes FTA’s investment strategies in general and discusses certain risks of investing in various types of securities. Investors in CEFs, ETFs, open-end funds and variable annuity sub-accounts should also read the applicable funds’ prospectuses, annual and semi-annual reports, and other fund specific materials for a complete description of each fund’s investment strategies and risks. Of course, all investing involves the risk of loss which clients should be prepared to bear.
FTA’s SMA accounts principally involve one or more equity, fixed-income or balanced strategies. (A balanced strategy involves investments in both equity and fixed income securit...
Unlock Full Investment Process Description
As noted in Item 4-Advisory Business, FTA provides discretionary investment management services to a variety of institutional and individual clients, including CEFs, ETFs, open-end funds, variable annuity sub-accounts and SMAs. The following discussion summarizes FTA’s investment strategies in general and discusses certain risks of investing in various types of securities. Investors in CEFs, ETFs, open-end funds and variable annuity sub-accounts should also read the applicable funds’ prospectuses, annual and semi-annual reports, and other fund specific materials for a complete description of each fund’s investment strategies and risks. Of course, all investing involves the risk of loss which clients should be prepared to bear.
FTA’s SMA accounts principally involve one or more equity, fixed-income or balanced strategies. (A balanced strategy involves investments in both equity and fixed income securit...
Unlock Full Investment Process Description
FIRST TRUST ADVISORS Portfolio Concentration
FIRST TRUST ADVISORS Location
120 E. LIBERTY DRIVE
SUITE 400
WHEATON, Illinois
UNITED STATES, 60187
SUITE 400
WHEATON, Illinois
UNITED STATES, 60187
FIRST TRUST ADVISORS Contact Information
Phone Number: 630-765-8000
Fax Number: 630-765-8610
Website: http://www.ftportfolios.com
Fax Number: 630-765-8610
Website: http://www.ftportfolios.com
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