EMPIRICAL FINANCIAL Overview
Empirical Financial Services Llc is an investment advisor that manages 942 MM dollars in regulatory AUM and has 20 employees, of which 13 perform investment advisory functions.
The manager's has disclosed holdings from 12/31/10 to 09/30/21. The fund's latest filing disclosed 2BN in positions, representing 186% of the manager's regulatory AUM.
The manager's has disclosed holdings from 12/31/10 to 09/30/21. The fund's latest filing disclosed 2BN in positions, representing 186% of the manager's regulatory AUM.
EMPIRICAL FINANCIAL StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
EMPIRICAL FINANCIAL Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| VCSH | 8.2% | ETF | -0.61% | -0.33% | 0 | 7% | ||
| VTIP | 6.92% | ETF | 1.36% | -0.13% | 1 | 2% | ||
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FEATURED IN
EMPIRICAL FINANCIAL Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Kenneth R. Smith | Chief Executive Officer | October-2010 |
| Ethan A. Broga | Principal | October-2010 |
| Jack D. Monteith | President | January-2013 |
| Lorne D. Enquist | Principal | October-2013 |
| Jaime C. White | Chief Operations Officer | April-2013 |
| Julia B. Sipple | Chief Compliance Officer | December-2014 |
EMPIRICAL FINANCIAL Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
EMPIRICAL FINANCIAL Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Our investment philosophy is based upon Modern Portfolio Theory (MPT). MPT states that assets should be selected on the basis of how they interact with one another, rather than how they perform in isolation. Capital markets are composed of many classes of securities, including stocks and bonds, both domestic and international. A group of securities with shared economic traits is commonly referred to as an asset class. There are several asset classes, all with average price movements, that are distinct from one another. According to MPT, investors can benefit by combining the different asset classes in a structured portfolio.
We typically incorporate 12-21 distinct asset classes when building portfolios. When determining which asset classes to use in our model portfolios, we incorporate correlation research conducted by Eugene Fama and Kenneth French dating back to the Great Depression. Our goal is to choose
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Our investment philosophy is based upon Modern Portfolio Theory (MPT). MPT states that assets should be selected on the basis of how they interact with one another, rather than how they perform in isolation. Capital markets are composed of many classes of securities, including stocks and bonds, both domestic and international. A group of securities with shared economic traits is commonly referred to as an asset class. There are several asset classes, all with average price movements, that are distinct from one another. According to MPT, investors can benefit by combining the different asset classes in a structured portfolio.
We typically incorporate 12-21 distinct asset classes when building portfolios. When determining which asset classes to use in our model portfolios, we incorporate correlation research conducted by Eugene Fama and Kenneth French dating back to the Great Depression. Our goal is to choose
6 ...
Unlock Full Investment Process Description
EMPIRICAL FINANCIAL Portfolio Concentration
EMPIRICAL FINANCIAL Location
1420 5TH AVE
SUITE 3150
SEATTLE, Washington
UNITED STATES, 98101
SUITE 3150
SEATTLE, Washington
UNITED STATES, 98101
EMPIRICAL FINANCIAL Contact Information
Phone Number: 206-923-3474
Fax Number: 206-923-3484
Website: http://www.empiricalprofile.com
Fax Number: 206-923-3484
Website: http://www.empiricalprofile.com
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