CWM LLC Overview
Cwm Llc is an investment advisor that manages 2.1 BN dollars in regulatory AUM and has 175 employees, of which 67 perform investment advisory functions.
The manager's has disclosed holdings from 09/30/13 to 12/31/20. The fund's latest filing disclosed 11BN in positions, representing 498% of the manager's regulatory AUM.
The manager's has disclosed holdings from 09/30/13 to 12/31/20. The fund's latest filing disclosed 11BN in positions, representing 498% of the manager's regulatory AUM.
CWM LLC StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
CWM LLC Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| IVV | 6.68% | ETF | 2.58% | -0.01% | 0 | 10% | ||
| ESGU | 4.84% | Financials | 2.39% | -0.43% | 9 | 2% | ||
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FEATURED IN
CWM LLC Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Teri S. Shepherd | Board Member/Chief Financial Officer/Chief Operating Officer/Chief Compliance Officer | June-2012 |
| Aaron E. Schaben | Board Member/Managing Director Of Strategic Opportunities | November-2011 |
| Paul M. West | Board Member | June-2012 |
| Ronald L. Carson | Board Member/Chief Executive Officer | November-2010 |
| Steven D. Lockshin | Board Member | January-2014 |
| Lantz G. Hunt | Executive Vice President - Operations | April-2014 |
| Robert E. Moore | Board Member | March-2015 |
CWM LLC Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
CWM LLC Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
CWM’s Investment Committee (Committee) uses industry standard techniques that include technical analysis and fundamental analysis. The Committee may engage various types of execution tactics like long term buys, short term buys, shorting stock, and option strategies to achieve its objectives. Each model engages in its own type of techniques, execution tactics and use of research tools to enhance the
CWM, LLC Form ADV Part 2A Revised 10/2014
Page 9
ability to manage its assets effectively to its stated philosophy. Examples of industry research sources and publications used by the firm include Thomson Reuters, Telemet Orion, Dow Jones News, New York Stock Exchange (NYSE), NASDAQ, and AMEX.
Active Management of Strategies
The Committee (“...
Unlock Full Investment Process Description
CWM’s Investment Committee (Committee) uses industry standard techniques that include technical analysis and fundamental analysis. The Committee may engage various types of execution tactics like long term buys, short term buys, shorting stock, and option strategies to achieve its objectives. Each model engages in its own type of techniques, execution tactics and use of research tools to enhance the
CWM, LLC Form ADV Part 2A Revised 10/2014
Page 9
ability to manage its assets effectively to its stated philosophy. Examples of industry research sources and publications used by the firm include Thomson Reuters, Telemet Orion, Dow Jones News, New York Stock Exchange (NYSE), NASDAQ, and AMEX.
Active Management of Strategies
The Committee (“...
Unlock Full Investment Process Description
CWM LLC Portfolio Concentration
CWM LLC Location
13321 CALIFORNIA STREET, SUITE 100
OMAHA, Nebraska
UNITED STATES, 68154
OMAHA, Nebraska
UNITED STATES, 68154
CWM LLC Contact Information
Phone Number: 402-330-0808
Fax Number: 402-330-1668
Website: null
Fax Number: 402-330-1668
Website: null
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