CETERA ADVISORS LLC Overview

Cetera Advisors Llc is an investment advisor that manages 9.2 BN dollars in regulatory AUM and has 1244 employees, of which 979 perform investment advisory functions.

The manager's has disclosed holdings from 12/31/11 to 09/30/16. The fund's latest filing disclosed 1BN in positions, representing 14% of the manager's regulatory AUM.

CETERA ADVISORS LLC StockAlpha

-4.5%
Top 25%
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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
ROE ROA ROC
EBIDTA Margin Debt/Assets Hedge Fund Crowding

CETERA ADVISORS LLC Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
AGG 3.54% ETF -3.54% -0.18% 0 3%
RSP 2.92% ETF 5.89% 0.03% 0 2%
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CETERA ADVISORS LLC Founders and Key Employees

Name Title In Position Since
Brett Lamar Harrison Director, President And Cheif Executive Officer October-2009
Bernard Andre Breton Vice President, Broker Dealer Chief Compliance Officer And Secretary May-2006
Stanley Robert Smiley Vice President February-2006
Mark Paul Shelson Chief Financial Officer And Treasurer February-2010
Cynthia A Hamel Vice President October-2010
Steven James Jr Dunlap Manager And Vice President July-2013
Ami Shah Advisory Chief Compliance Officer January-2014
Ramon Ramos Money Laundering Reporting Officer February-2013
Ralph Lawrence Roth Manager May-2014

CETERA ADVISORS LLC Brokers, Custodians, Auditors and Administrators

Type Company

CETERA ADVISORS LLC Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

Most of the advisory services we provide involve the purchase (or liquidation) of securities. All investing involves some level of risk. In many cases, the risk may include the potential to lose your entire principal value. All securities sold have disclosure documents that discuss these risks. This disclosure document is commonly referred to as a prospectus, but may be called something else depending on the type of security you have purchased. In any case, it is extremely important that you read these documents in their entirety. If you have any additional questions regarding your investments, please speak with your Advisor immediately.

Our Advisors may use various methods to determine an appropriate investment strategy for your portfolio. During your initial and subsequent meetings with your Advisor, they will discuss the methods they used. The analysis performed may include the following:

Technica...
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CETERA ADVISORS LLC Portfolio Concentration

CETERA ADVISORS LLC Location

4600 S. SYRACUSE
SUITE 600
DENVER, Colorado
UNITED STATES, 80237

CETERA ADVISORS LLC Contact Information

Phone Number: 800-929-3485
Fax Number: 877-338-1798
Website:

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