CETERA ADVISOR Overview
Cetera Advisor Networks Llc is an investment advisor that manages 19 BN dollars in regulatory AUM and has 2328 employees, of which 1628 perform investment advisory functions.
The manager's has disclosed holdings from 12/31/11 to 06/30/21. The fund's latest filing disclosed 7BN in positions, representing 37% of the manager's regulatory AUM.
The manager's has disclosed holdings from 12/31/11 to 06/30/21. The fund's latest filing disclosed 7BN in positions, representing 37% of the manager's regulatory AUM.
CETERA ADVISOR StockAlpha
| Top 25% |
3yr StockAlpha
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Fundamental & Technical Factor Exposure
CETERA ADVISOR Since Last Filing Return Details
| Ticker | Size | Sector | Stock Move | StockAlpha Attribution | Days to Liquidate | Trade Crowdedness | ||
|---|---|---|---|---|---|---|---|---|
| QQQ | 3.5% | ETF | 5.67% | -0.02% | 0 | 0% | ||
| AAPL | 3.28% | Tech | 8.73% | 0.03% | 0 | 0% | ||
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FEATURED IN
CETERA ADVISOR Founders and Key Employees
| Name | Title | In Position Since |
|---|
| Thomas Byron Taylor | Chief Operating Officer & Vice President | June-2006 |
| Stanley Robert Smiley | Vice President | November-2007 |
| Mark Paul Shelson | Chief Financial Officer And Treasurer | February-2010 |
| Cynthia A Hamel | Vice President | October-2010 |
| Bryan K Jacobsen | Chief Compliance Officer | April-2012 |
| Douglas Stephan King | President, Ceo | April-2012 |
| Ramon Ramos | Money Laundering Reporting Officer | February-2013 |
| Steven James Jr Dunlap | Manager And Vice President | July-2013 |
| Ami Shah | Advisory Chief Compliance Officer | January-2013 |
| Ralph Lawrence Roth | Manager | May-2014 |
CETERA ADVISOR Brokers, Custodians, Auditors and Administrators
| Type | Company |
|---|
CETERA ADVISOR Investment Strategy
Methods of Analysis, Investment Strategies and Risk of Loss
Most of the advisory services we provide involve the purchase (or liquidation) of securities. All investing involves some level of risk. In many cases, the risk may include the potential to lose your entire principal value. All securities sold have disclosure documents that discuss these risks. This disclosure document is commonly referred to as a prospectus, but may be called something else depending on the type of security you have purchased. In any case, it is extremely important that you read these documents in their entirety. If you have any additional questions regarding your investments, please speak with your Advisor immediately.
Our Advisors may use various methods to determine an appropriate investment strategy for your portfolio. During your initial and subsequent meetings with your Advisor, they will discuss the methods they used. The analysis performed may include the following:
Technica...
Unlock Full Investment Process Description
Most of the advisory services we provide involve the purchase (or liquidation) of securities. All investing involves some level of risk. In many cases, the risk may include the potential to lose your entire principal value. All securities sold have disclosure documents that discuss these risks. This disclosure document is commonly referred to as a prospectus, but may be called something else depending on the type of security you have purchased. In any case, it is extremely important that you read these documents in their entirety. If you have any additional questions regarding your investments, please speak with your Advisor immediately.
Our Advisors may use various methods to determine an appropriate investment strategy for your portfolio. During your initial and subsequent meetings with your Advisor, they will discuss the methods they used. The analysis performed may include the following:
Technica...
Unlock Full Investment Process Description
CETERA ADVISOR Portfolio Concentration
CETERA ADVISOR Location
200 N. SEPULVEDA BLVD.
SUITE 1300
EL SEGUNDO, California
UNITED STATES, 90245-5672
SUITE 1300
EL SEGUNDO, California
UNITED STATES, 90245-5672
CETERA ADVISOR Contact Information
Phone Number: 310-326-3100
Fax Number: 310-784-1164
Website: http://www.ceteraadvisornetworks.com
Fax Number: 310-784-1164
Website: http://www.ceteraadvisornetworks.com
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Disclaimer
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