Alethea Capital Management Llc is an investment advisor that manages 175.3 MM dollars in regulatory AUM and has 6 employees, of which 4 perform investment advisory functions.

The manager's has disclosed holdings from 12/31/14 to 06/30/16. The fund's latest filing disclosed 73MM in positions, representing 42% of the manager's regulatory AUM.


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Fundamental & Technical Factor Exposure

Market Cap Beta Volatility
Momentum (12M) Momentum (6M) Momentum (3M)
Price/Book Price/Earnings Price/Cash Flow
Dividend Yield Sales Growth Earnings Growth
EBIDTA Margin Debt/Assets Hedge Fund Crowding

ALETHEA CAPITAL Since Last Filing Return Details

Ticker Size Sector Stock Move StockAlpha Attribution Days to Liquidate Trade Crowdedness
COF 14% Financials 18.63% 1.64% 0 13%
KMB 3.93% Cons. Staples -12.4% -0.3% 0 16%
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ALETHEA CAPITAL Founders and Key Employees

Name Title In Position Since
Jennifer L. Hsu Member March-2011
Tony N. Hsu Managing Member March-2011
Stephen M. Lafata Chief Compliance Officer / Chief Operating Officer May-2011

ALETHEA CAPITAL Brokers, Custodians, Auditors and Administrators

Type Company
Administrator Pro
Auditor Pro
Custodian Pro
Custodian Pro

ALETHEA CAPITAL Investment Strategy

Methods of Analysis, Investment Strategies and Risk of Loss

Investment Strategies

Alethea generally allocates clients’ assets among four distinct portfolio strategies designed to produce attractive risk adjusted returns, including or focusing on cash flow. These portfolios are called:

- Global Macro Multi-Strategy Portfolio;

- Global Dynamic Income Portfolio;

- Global Equity Portfolio;

- Laddered Municipal Bond Portfolio, and

- Biotechnology Portfolio.

In addition to following individual markets, categories and indicators, Alethea also seeks out opportunities in the alternative investment and private placement industry. Alethea’s due diligence team conducts rigorous analyses to identify managers and strategies that meet specific criteria: they must invest in unique opportunities, provide a competitive advantage relative to their peers and offer competitive pricing. Alethea views these...
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ALETHEA CAPITAL Portfolio Concentration


ALETHEA CAPITAL Contact Information

Phone Number: (858) 926-2058
Fax Number: (888) 358-1239



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